UCC lien filing software that calculates the lapse date instead of trusting a spreadsheet

A UCC lien filing is a financing statement filed under Article 9 of the Uniform Commercial Code to perfect a security interest in personal property. Under UCC 9-515 an initial filing is effective for 5 years, or 30 years for public finance and manufactured home transactions, and a continuation may only be filed in the 6 months before it expires. Neurobird holds the portfolio and calculates every one of those dates.

neurobird / UCC lien filing
3 / 5
requirements current
RequirementStatusNext due
UCC3 termination, facility repaidcurrentin 42d
Search to reflect filing, Texasdue soonin 9d
UCC3 continuation, lapse in 41 dayscurrentin 120d
Debtor name change, amendment dueoverdue3d late
UCC1 initial, Delaware, equipmentcurrentin 64d

Tick a requirement to file evidence against it.

Commercial lending paralegal reviewing UCC financing statements on screen beside a printed filing log, used to illustrate lien perfection work
Perfection is a date. Dates get typed into the wrong row.
5 yearseffectiveness of a UCC1 filing
6 monthsthe continuation window, all of it
30 yearsfor manufactured home filings

Neurobird UCC Lien Filing in short

  • Hold every filing with its jurisdiction, file number, filing date and calculated lapse date
  • Open the continuation window 6 months before lapse and keep it open until the filing is accepted
  • Keep the exact debtor name that was filed, so an amendment is a decision rather than a discovery
  • 5 years Effectiveness of a filed financing statement from the date of filing, unless a continuation statement is filed in time. UCC 9-515, Cornell LII
  • 6 months The only window in which a continuation statement may be filed, running before the expiration of the 5 year period. UCC 9-515, Cornell LII
  • Pricing runs 90 to 420 US dollars per month across 3 tiers. Early access is free.

What secured lenders and lien filing teams actually deal with

A filing perfects a security interest for 5 years and the continuation window is 6 months wide, so a missed date makes the lien unperfected as if it never existed.
Debtor names have to match the public organic record exactly, and the version in the credit file is usually the version the borrower puts on invoices.
Fifty filing offices, fifty fee schedules, fifty rejection habits, and one spreadsheet holding the whole portfolio's lapse dates.

Why it stays broken

Perfection is a date problem in a legal costume. The dates are simple, the volume is not, and a portfolio of 1,200 filings across 50 jurisdictions is still tracked in a spreadsheet somebody inherited.

A lapsed filing on a $400,000 facility is not a late fee, it is an unsecured loan.

The raw data extracted from the IDSOS UCC/Liens database consists of all UCC and lien filings of all statuses and is offered in a tab-delimited format.

sos.idaho.gov, source

What Article 9 actually requires

Useful if you are building the calendar or defending a perfection. Each source links out.

5 years

Effectiveness of a filed financing statement from the date of filing, unless a continuation statement is filed in time.

UCC 9-515, Cornell LII
6 months

The only window in which a continuation statement may be filed, running before the expiration of the 5 year period.

UCC 9-515, Cornell LII
30 years

Effectiveness of an initial financing statement filed in connection with a public finance or manufactured home transaction, when it says so on its face.

UCC 9-515, Cornell LII
9-503

The section tying a sufficient debtor name to the public organic record of a registered organization rather than to a trade name.

UCC 9-503, Cornell LII
1892

Year the Uniform Law Commission was established, the body that drafts and maintains the Uniform Commercial Code the states enact.

Uniform Law Commission, UCC Article 9

Neurobird UCC Lien Filing Compliance Platform

Store the filing, calculate the lapse from the filing date, and open the window at lapse minus 6 months. The legal risk stops being an administrative risk.

  • 1Hold every filing with its jurisdiction, file number, filing date and calculated lapse date
  • 2Open the continuation window 6 months before lapse and keep it open until the filing is accepted
  • 3Keep the exact debtor name that was filed, so an amendment is a decision rather than a discovery
  • 4Show the portfolio by lapse date rather than by borrower, because time is what kills perfection

What changes with Neurobird UCC Lien Filing?

The same work, read left to right: how it runs today, and how it runs once the record is in one place.

Ucc lien filing: current practice compared with Neurobird UCC Lien Filing
TodayWith Neurobird UCC Lien Filing
A filing perfects a security interest for 5 years and the continuation window is 6 months wide, so a missed date makes the lien unperfected as if it never existedHold every filing with its jurisdiction, file number, filing date and calculated lapse date
Debtor names have to match the public organic record exactly, and the version in the credit file is usually the version the borrower puts on invoicesOpen the continuation window 6 months before lapse and keep it open until the filing is accepted
Fifty filing offices, fifty fee schedules, fifty rejection habits, and one spreadsheet holding the whole portfolio's lapse datesKeep the exact debtor name that was filed, so an amendment is a decision rather than a discovery

Who is this for?

Same filing, three different exposures.

Equipment finance

You file on every deal

Volume is the risk. You need the lapse list to be a report rather than a search through 1,400 rows.

Community bank

You file occasionally

Low volume means no routine. You need the continuation to find you rather than the other way round.

Filing service

You file for others

You answer to clients about their perfection. You need the record and the evidence per client, per jurisdiction.

How does Neurobird UCC Lien Filing work?

  1. Capture the filing once

    Jurisdiction, exact debtor name, file number, filing date and collateral description are recorded at acceptance, not at renewal.

  2. Let the dates calculate

    The 5 year lapse comes from the filing date, and the continuation window opens 6 months out and stays open until acceptance is recorded.

  3. Work the portfolio by date

    Sort by lapse rather than by borrower, so the next 90 days of exposure is a list instead of a search.

Ucc lien filing software questions, answered

Key terms

What is a UCC lien filing?
A UCC lien filing is a financing statement filed under Article 9 of the Uniform Commercial Code to perfect a security interest in personal property. The common forms are the UCC1 initial financing statement and the UCC3 amendment, which carries continuations, terminations and changes to the debtor or the collateral.

How long does a UCC1 last?

Five years from the date of filing under UCC 9-515. Public finance and manufactured home transactions run 30 years if the filing says so on its face. A transmitting utility filing stays effective until a termination statement is filed.

When can a continuation statement be filed?

Only within the 6 months before the filing expires. File it early and it is not effective, file it late and the filing has already lapsed, and on lapse the security interest is treated as never having been perfected against a purchaser of the collateral for value.

Why do debtor names cause so many problems?

Because UCC 9-503 ties a sufficient debtor name to the public organic record of a registered organization, not to the trade name on the invoice. A filing against the wrong version of the name can be seriously misleading and therefore ineffective, and the fix is an amendment filed while there is still time.

Does this file with the states for us?

Not at first. It holds the portfolio, calculates the dates and prepares the filings. Filing routes stay yours, whether that is a state portal or a service company, and the accepted file number comes back onto the record.

Why we are building this

Article 9 is unusually clear. A financing statement lasts 5 years, a continuation can only be filed in the last 6 months, and the debtor name has to match the public organic record. None of that is ambiguous.

The failures are almost never legal. They are a date typed into the wrong row, a name copied from an invoice, a filing office rejection nobody chased. The law is precise and the tooling is a spreadsheet.

We would rather build this with people who file for a living. Tell us how your portfolio is tracked, and where we have got it wrong.

Neurobird Team neurobird.com

Where the requirement comes from

The Article 9 sections and the state filing offices behind the process.

How much does Neurobird UCC Lien Filing cost?

Priced by portfolio size because the work scales with filings, not headcount. Unlimited users on every tier.

Single lender
$90
per month, up to 500 filings
  • Filing record and file numbers
  • Automatic lapse calculation
  • Continuation queue
  • Exact debtor name capture
  • Email support
Request access
Portfolio
$220
per month, up to 2,500 filings
  • Everything in Single lender
  • Multi jurisdiction fee notes
  • Amendment and termination tracking
  • Search to reflect log
  • Named contact
Request access
Institutional
$420
per month, unlimited filings
  • Everything in Portfolio
  • Loan system sync
  • Audit export by lapse date
  • Service company handoff
  • Onboarding included
Talk to us
First 20 lenders get early access pricing locked for three years

Get free early access

If you file UCCs, tell us how your lapse dates are tracked today and what has slipped.

Straight answer on where this is: In development. Early access gets the working preview, influence on what ships first, and early access pricing. It does not get you a login today.

Prefer email? Write to office@neurobird.com and a person will reply. No autoresponder.